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Compliance Officer Jobs in Connecticut

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31 Jobs Found | 1 - 20 displayed
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Date Location Job Title
Jul 21,20 USA-CT-Greenwich
Rockefeller Capital Management

Legal & compliance Compliance Officer Responsibilities: File... ADV. Monitor the firm’s compliance with SEC, FINRA and... applicable regulations. Assist with compliance oversight including developing and... the effectiveness of the compliance program. Advise senior compliance

Jul 21,20 USA-CT-Stamford
Mvp, Legal And Compliance
Sponsored Job  
Gartner, Inc.

MVP, Legal and compliance Responsibilities: Develop, maintain and share... global legal and regulatory compliance industry trends and best... deliver training on relevant compliance topics. Monitor and audit compliance programs, taking steps to compliance

Jun 14,20 USA-CT-Fairfield
Director Of Compliance
Sponsored Job  
Sacred Heart University

Director of compliance The candidate will works... Director of Athletics for compliance Student Athlete Welfare and... all aspects of NCAA compliance work concerning the interpretation,... enrolled student-athletes on NCAA compliance and academic requirements. Tracks......

Aug 04,2020 USA-CT-Mystic

Intellectual Property Coordinator
Duties: Manage Rights and Reproductions projects including billing & accounts receivable in coordination with Business Development Sales Associate. Coordinate work-flow between Access, Production, & Rights & Reproductions. Obtain 3rd party permissions and deliverab

Jul 21,2020 USA-CT-Middletown

Paralegal
The candidate facilitate the activities of the office for the firm staff, clients, lawyers, and visitors. Perform clerical functions in compliance with firm policies and procedures. Manage reception area; greet clients and families as they arrive at the firm. Answer phone calls and provid

Jul 21,2020 USA-CT-Middletown

Secretary
The candidate facilitate the activities of the office for the firm staff, clients, lawyers, and visitors. Perform clerical functions in compliance with firm policies and procedures. Manage reception area; greet clients and families as they arrive at the firm. Answer phone calls and provid

31 Jobs Found | 1 - 20 displayed
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